SEC Form 4 · accession 0001209191-19-008584
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela C Williams
Officer — VP & Controller
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2019 | A | 415 | $68.09 | A | 5,138 | D | |
| Common StockF2 | holding | — | — | — | 2,535 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $68.09 | Feb 6, 2019 | A | 3,714 | A | — | Feb 6, 2029 | Common Stock | 3,714 | 3,714 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the shareholder approved 2010 CSX Stock and Incentive Award Plan. The units vest on February 6, 2022.
- F2By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- F3The option vests annually in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022.