SEC Form 4 · accession 0001209191-19-008535
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Foote
Officer — President & CEO · Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,402 | I | The James M. Foote Revocable Living Trust | |
| Common StockF2 | holding | — | — | — | 337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $68.09 | Feb 6, 2019 | A | 228,833 | A | — | Feb 6, 2029 | Common Stock | 228,833 | 228,833 | D |
Explanation of responses
- F1By Trustee, James M Foote.
- F2Shares acquired under CSX Corporation Employee Stock Purchase Plan on December 31, 2018.
- F3The option vests annually in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022.