SEC Form 4/A · accession 0001209191-18-050289
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank A Lonegro
Officer — EVP & CFO
Period of report
Feb 10, 2016
Accepted (ET)
Sep 10, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2016 | A | 14,546 | $0.00 | A | 76,554 | D | |
| Common StockF3,F2 | Feb 10, 2016 | A | 19,395 | $0.00 | A | 95,949 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2019.
- F2The purpose of this amendment is to correct the total number of shares reported as beneficially owned in Column 5 of Table 1. The amended Form 4 filed August 2, 2016 inadvertently included an additional 1,649 shares as directly owned by the Reporting Person in this column. The 1,649 shares are held indirectly and were correctly reported in the total of shares beneficially owned by the Reporting Person in the Executive Deferred Compensation Plan in the original Form 4 filed on February 12, 2016.
- F3Shares of restricted stock issued pursuant to the approved 2010 CSX Stock and Incentive Award Plan. The shares vest on February 10, 2021.