SEC Form 4 · accession 0001209191-17-019036
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia M Sanborn
Officer — EVP & COO
Period of report
Feb 22, 2017
Accepted (ET)
Mar 7, 2017 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | A | 13,434 | $0.00 | A | 160,182 | D | |
| Common StockF2 | holding | — | — | — | 44,413 | I | CSX Executive Stock Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $48.39 | Feb 22, 2017 | A | 59,312 | A | Feb 22, 2020 | Feb 22, 2027 | Common Stock | 59,312 | 59,312 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020.
- F2By Trustee, CSX Corporation Executive Stock Trust.