SEC Form 4 · accession 0001209191-17-019019
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah Kathleen Brandt
Officer — SVP & CIO
Period of report
Feb 22, 2017
Accepted (ET)
Mar 7, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | A | 5,038 | $0.00 | A | 30,150 | D | |
| Common StockF2 | holding | — | — | — | 7,846 | I | CSX Executive Deferred Compensation Plan | |
| Common StockF3 | holding | — | — | — | 3,212 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $48.39 | Feb 22, 2017 | A | 22,242 | A | Feb 22, 2020 | Feb 22, 2027 | Common Stock | 22,242 | 22,242 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020.
- F2By Trustee, CSX Corporation Executive Deferred Compensation Plan.
- F3By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.