SEC Form 4 · accession 0001209191-17-004949
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A Lonegro
Officer — EVP & CFO
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2016 | G | 3,500 | — | D | 93,514 | D | |
| Common StockF1 | Nov 21, 2016 | G | 3,000 | — | D | 90,514 | D | |
| Common StockF2 | Jan 18, 2017 | A | 7,350 | $36.88 | A | 97,864 | D | |
| Common StockF3 | Jan 18, 2017 | F | 1,657 | $36.88 | D | 96,207 | D | |
| Common StockF4 | holding | — | — | — | 4,934 | I | CSX Corporation 401(k) Plan | |
| Common StockF5 | holding | — | — | — | 150 | I | Forels GP | |
| Common StockF6 | holding | — | — | — | 3,477 | I | Executive Deferred Compensation Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to a charitable organization.
- F2Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan.
- F3Withholding of stock to satisfy tax obligation.
- F4By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- F5A general partnership of which the Reporting Person holds a 25% interest.
- F6By Trustee, CSX Corporation Executive Deferred Compensation Plan.