SEC Form 4 · accession 0001209191-17-004941
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia M Sanborn
Officer — EVP & COO
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 17, 2016 | G | 1,625 | — | D | 139,491 | D | |
| Common StockF2 | Jan 18, 2017 | A | 10,216 | $36.88 | A | 149,707 | D | |
| Common StockF3 | Jan 18, 2017 | F | 2,959 | $36.88 | D | 146,748 | D | |
| Common StockF4 | holding | — | — | — | 44,413 | I | CSX Executive Stock Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to a charitable organization.
- F2Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan.
- F3Withholding of stock to satisfy tax obligation.
- F4By Trustee, CSX Corporation Executive Stock Trust.