SEC Form 4 · accession 0001209191-17-004937
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence W Gooden
Officer — President
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2017 | A | 22,419 | $36.88 | A | 78,510 | D | |
| Common StockF2 | Jan 18, 2017 | F | 6,213 | $36.88 | D | 72,297 | D | |
| Common StockF3 | holding | — | — | — | 373 | I | CSX Corporation 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 164,274 | I | Corkie T. Gooden Revocable Trust | |
| Common StockF5 | holding | — | — | — | 55,000 | I | Clarence W. Gooden Irrevocable Trust | |
| Common StockF5 | holding | — | — | — | 118,013 | I | Clarence W. Gooden Second Irrevocable Trust | |
| Common StockF5 | holding | — | — | — | 62,035 | I | Clarence W. Gooden, Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan.
- F2Withholding of stock to satisfy tax obligation.
- F3By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- F4These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- F5By Trustee, Clarence W. Gooden.