SEC Form 4 · accession 0001209191-17-004847
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen M Fitzsimmons
Officer — EVP, General Counsel, Corp Sec
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2017 | A | 13,622 | $36.88 | A | 52,054 | D | |
| Common StockF2 | Jan 18, 2017 | F | 3,816 | $36.88 | D | 48,238 | D | |
| Common StockF3,F4 | Aug 3, 2016 | G | 39,000 | — | D | 279,228 | I | The Ellen M. Fitzsimmons Living Trust |
| Common StockF5 | holding | — | — | — | 0 | I | CSX Corporation Executives Stock Trust | |
| Common StockF6 | holding | — | — | — | 11,210 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan.
- F2Withholding of stock to satisfy tax obligation.
- F3Gift of shares to a charitable organization.
- F4By Ellen M. Fitzsimmons, Trustee.
- F5By Trustee, CSX Corporation Executive Stock Trust.
- F6By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.