SEC Form 4/A · accession 0001209191-16-155633
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Clarence W Gooden
Officer — President
Period of report
Dec 12, 2016
Accepted (ET)
Dec 16, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 12, 2016 | S | 9,804 | $36.97 | D | 80,818 | I | Clarence W. Gooden Revocable Trust |
| Commom StockF2,F3 | Dec 12, 2016 | S | 9,524 | $36.84 | D | 71,294 | I | Clarence W. Gooden Revocable Trust |
| Common StockF2,F3 | Dec 12, 2016 | S | 9,259 | $36.95 | D | 62,035 | I | Clarence W. Gooden Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
- F2The number of shares in Column 5 has been amended to accurately reflect the number of shares held in the Clarence W. Gooden Revocable Trust.
- F3By Trustee, Clarence W. Gooden.