SEC Form 4 · accession 0001209191-16-118970
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn T Sizemore
Officer — VP and Controller
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | F | 584 | $26.16 | D | 6,675 | D | |
| Common StockF2 | holding | — | — | — | 57,653 | I | The Carolyn T. Sizemore Living Trust | |
| Common StockF3 | holding | — | — | — | 54,751 | I | Executive Deferred Compensation Plan | |
| Common StockF4 | holding | — | — | — | 7,476 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of stock to satisfy tax obligation.
- F2By Carolyn T. Sizemore, Trustee.
- F3By Trustee, CSX Corporation Executive Deferred Compensation Plan.
- F4By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.