SEC Form 4 · accession 0001209191-16-118962
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Ward
Officer — Chairman and CEO · Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | F | 29,786 | $26.16 | D | 307,726 | D | |
| Common StockF1 | May 8, 2016 | F | 25,532 | $25.85 | D | 282,194 | D | |
| Common StockF2 | Apr 20, 2016 | G | 76,000 | $0.00 | D | 119,087 | I | Michael Ward Revocable Trust |
| Common StockF3 | holding | — | — | — | 14,700 | I | CSX Corporation 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 397,303 | I | CSX Corporation Executive Stock Trust | |
| Common StockF5 | holding | — | — | — | 172,000 | I | Michael Ward GRAT #3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of stock to satisfy tax obligation.
- F2By Michael Ward, Trustee
- F3By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- F4By Trustee, CSX Corporation Executive Stock Trust.
- F5By Michael Ward, Trustee