SEC Form 4 · accession 0001209191-16-097935

CSX CORP · CSX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP & CFO

Period of report

Feb 10, 2016

Accepted (ET)

Feb 12, 2016 · 1:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000277948

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 10, 2016	A	14,546	$0.00	A	92,748	D
Common Stock^F2	Feb 10, 2016	A	19,395	$0.00	A	112,143	D
Common Stock^F3	holding	—	—		—	4,828	I	CSX Corporation 401(k) Plan
Common Stock^F4	holding	—	—		—	150	I	General Partnership
Common Stock^F5	holding	—	—		—	3,392	I	Executive Deferred Compensation Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option	$24.13	Feb 10, 2016	A	82,599	A	Feb 10, 2019	Feb 10, 2026	Common Stock	82,599	82,599	D

F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2019.
F2Shares of restricted stock issued pursuant to the approved 2010 CSX Stock and Incentive Award Plan. The shares vest on February 10, 2021.
F3By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F4A general partnership of which the Reporting Person holds a 25% interest.
F5By Trustee, CSX Corporation Executive Deferred Compensation Plan.