SEC Form 4 · accession 0001209191-16-097933
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa A. Mancini
Officer — SVP - Chief Administrative Off
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | A | 11,637 | $0.00 | A | 124,626 | D | |
| Common StockF2 | holding | — | — | — | 67,496 | I | Executive Deferred Compensation Plan | |
| Common StockF3 | holding | — | — | — | 9,058 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $24.13 | Feb 10, 2016 | A | 66,079 | A | Feb 10, 2019 | Feb 10, 2026 | Common Stock | 66,079 | 66,079 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2019.
- F2By Trustee, CSX Corporation Executive Deferred Compensation Plan.
- F3By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.