SEC Form 4 · accession 0001209191-16-097930
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia M Sanborn
Officer — EVP & COO
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 1:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | A | 19,395 | $0.00 | A | 129,346 | D | |
| Common StockF2 | Feb 10, 2016 | A | 19,395 | $0.00 | A | 148,741 | D | |
| Common StockF3 | holding | — | — | — | 43,327 | I | CSX Executive Stock Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $24.13 | Feb 10, 2016 | A | 110,132 | A | Feb 10, 2019 | Feb 10, 2026 | Common Stock | 110,132 | 110,132 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2019.
- F2Shares of restricted stock issued pursuant to the approved 2010 CSX Stock and Incentive Award Plan. The shares vest on February 10, 2021.
- F3By Trustee, CSX Corporation Executive Stock Trust.