SEC Form 4 · accession 0001209191-16-091574
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia M Sanborn
Officer — EVP & COO
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 8:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | G | 919 | — | D | 100,134 | D | |
| Common StockF2 | Jan 13, 2016 | A | 13,834 | $22.35 | A | 113,968 | D | |
| Common StockF3 | Jan 13, 2016 | F | 4,017 | $22.35 | D | 109,951 | D | |
| Common StockF4 | holding | — | — | — | 43,327 | I | CSX Executive Stock Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to a charitable organization.
- F2Shares awarded pursuant to the CSX 2013 - 2015 Long Term Incentive Plan.
- F3Withholding of stock to satisfy tax obligation.
- F4By Trustee, CSX Corporation Executive Stock Trust.