SEC Form 4 · accession 0001209191-15-048798
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen M Fitzsimmons
Officer — EVP, General Counsel, Corp Sec
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | F | 7,887 | $34.08 | D | 63,910 | D | |
| Common StockF2 | holding | — | — | — | 304,175 | I | The Ellen M. Fitzsimmons Living Trust | |
| Common StockF3 | holding | — | — | — | 10,799 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of stock to satisfy tax obligation in connection with the distribution of deferred shares from the CSX Corporation Executives Stock Trust to the Reporting Person. The distribution was made pursuant to an election by the Reporting Person at the time the shares were deferred into the CSX Executives Stock Trust.
- F2By Ellen M. Fitzsimmons, Trustee.
- F3By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.