SEC Form 4 · accession 0001209191-15-013650
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen M Fitzsimmons
Officer — EVP, General Counsel, Corp Sec
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | A | 10,531 | — | A | 57,203 | D | |
| Common StockF3 | holding | — | — | — | 19,914 | I | CSX Corporation Executives Stock Trust | |
| Common StockF4 | holding | — | — | — | 10,961 | I | CSX Corporation 401(k) Plan | |
| Common StockF5 | holding | — | — | — | 304,175 | I | The Ellen M. Fitzsimmons Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2018.
- F2In determining the number of units to be granted under the 2010 CSX Stock and Incentive Plan, the value of the award for the Reporting Person is divided by the average of CSX's stock price for the full three-month period preceding the date of grant.
- F3By Trustee, CSX Corporation Executive Stock Trust.
- F4By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- F5By Ellen M. Fitzsimmons, Trustee.