SEC Form 4 · accession 0001209191-15-013621
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Clarence W Gooden
Officer — EVP & CCO
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | A | 14,041 | — | A | 97,618 | D | |
| Common StockF3 | holding | — | — | — | 0 | I | Executive Deferred Compensation Plan | |
| Common StockF4 | holding | — | — | — | 356 | I | CSX Corporation 401(k) Plan | |
| Common StockF5 | holding | — | — | — | 164,274 | I | Corkie T. Gooden Revocable Trust | |
| Common StockF6 | holding | — | — | — | 55,000 | I | Clarence W. Gooden Irrevocable Trust | |
| Common StockF6 | holding | — | — | — | 125,000 | I | Clarence W. Gooden Second Irrevocable Trust | |
| Common StockF6 | holding | — | — | — | 111,278 | I | Clarence W. Gooden, Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2018.
- F2In determining the number of units to be granted under the 2010 CSX Stock and Incentive Plan, the value of the award for the Reporting Person is divided by the average of CSX's stock price for the full three-month period preceding the date of grant.
- F3By Trustee, CSX Corporation Executive Deferred Compensation Plan.
- F4By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- F5These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- F6By Trustee, Clarence W. Gooden.