SEC Form 4 · accession 0001209191-15-013576
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carolyn T Sizemore
Officer — VP and Controller
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | A | 1,404 | — | A | 7,627 | D | |
| Common StockF3 | holding | — | — | — | 53,216 | I | The Carolyn T. Sizemore Living Trust | |
| Common StockF4 | holding | — | — | — | 56,063 | I | Executive Deferred Compensation Plan | |
| Common StockF5 | holding | — | — | — | 7,241 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on February 10, 2018.
- F2In determining the number of units to be granted under the 2010 CSX Stock and Incentive Plan, the value of the award for the Reporting Person is divided by the average of CSX's stock price for the full three-month period preceding the date of grant.
- F3By Carolyn T. Sizemore, Trustee.
- F4By Trustee, CSX Corporation Executive Deferred Compensation Plan.
- F5By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.