SEC Form 5 · accession 0001209191-15-010776
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Ward
Officer — Chairman, President and CEO · Director
Period of report
Dec 26, 2014
Accepted (ET)
Feb 9, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2014 | J | 210,000 | — | A | 549,966 | D | |
| Common StockF1,F2 | Oct 28, 2014 | J | 210,000 | — | D | 0 | I | Kim Anspach Ward Revocable Trust |
| Common StockF3 | holding | — | — | — | 409,885 | I | CSX Corporation Executive Stock Trust | |
| Common StockF4 | holding | — | — | — | 14,239 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares from the Kim Anspach Ward Revocable Trust to the Reporting Person in connection with a domestic settlement.
- F2By Kim Anspach Ward, Trustee.
- F3By Trustee, CSX Corporation Executive Stock Trust.
- F4By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.