SEC Form 5 · accession 0001209191-15-010706
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn T Sizemore
Officer — VP and Controller
Period of report
Dec 26, 2014
Accepted (ET)
Feb 9, 2015 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2014 | G | 2,800 | — | D | 53,216 | I | The Carolyn T. Sizemore Living Trust |
| Common Stock | holding | — | — | — | 6,223 | D | ||
| Common StockF2 | holding | — | — | — | 56,063 | I | Executive Deferred Compensation Plan | |
| Common StockF3 | holding | — | — | — | 7,242 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 2,800 shares made to a charitable foundation.
- F2By Trustee, CSX Corporation Executive Deferred Compensation Plan.
- F3By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.