SEC Form 5 · accession 0001209191-15-010698
CSX CORP · CSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen M Fitzsimmons
Officer — EVP, General Counsel, Corp Sec
Period of report
Dec 26, 2014
Accepted (ET)
Feb 9, 2015 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 18, 2014 | G | 38,000 | — | D | 293,317 | I | The Ellen M. Fitzsimmons Living Trust |
| Common Stock | holding | — | — | — | 57,530 | D | ||
| Common StockF3 | holding | — | — | — | 19,914 | I | CSX Corporation Executives Stock Trust | |
| Common StockF4 | holding | — | — | — | 10,692 | I | CSX Corporation 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 38,800 shares made to a charitable foundation.
- F2By Ellen M. Fitzsimmons, Trustee.
- F3By Trustee, CSX Corporation Executive Stock Trust.
- F4By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.