SEC Form 4 · accession 0001668793-16-000004
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory M Ina
Officer — VP & GM, The Davey Institute
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | S | 2,753 | $32.70 | D | 13,773 | D | |
| Common Stock | Apr 27, 2016 | M | 8,000 | $11.25 | A | 21,773 | D | |
| Common StockF1 | Apr 27, 2016 | F | 1,690 | $32.70 | D | 20,083 | D | |
| Common StockF2 | holding | — | — | — | 4,918 | I | By 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $11.25 | Apr 27, 2016 | M | 8,000 | D | Jun 5, 2007 | Jun 5, 2016 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Payment of taxes in connection with netting of exercised option shares.
- F2This total reflects routine accumulation of 4,918.0267 common shares acquired through the Company's 401(K) benefit plan as of April 27, 2016, based on internal records.