SEC Form 4 · accession 0001577289-18-000010
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Bast
Officer — Vice President & Treasurer
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | M | 2,000 | $11.60 | A | 9,649 | D | |
| Common StockF2 | holding | — | — | — | 2,104 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $11.60 | Sep 20, 2018 | M | 2,000 | D | Jun 24, 2014 | Jun 24, 2023 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This option vested and became fully exercisable on June 24, 2018.
- F2This total reflects routine accumulation of 2,104.0851 common shares acquired through the Company's 401(K) benefit plan as of September 20, 2018, based on internal records.