SEC Form 4 · accession 0001572920-17-000006
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Vaughn
Officer — VP/GM Eastern Utility Services
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 2,000 | $19.70 | A | 10,829 | D | |
| Common StockF1 | May 18, 2017 | D | 1,120 | $35.20 | D | 9,709 | D | |
| Common StockF2 | May 18, 2017 | D | 284 | $0.00 | D | 9,425 | D | |
| Common StockF3 | holding | — | — | — | 8,659 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exercise of SARs.
- F2Payment of taxes in connection with setting of exercised option shares.
- F3This total reflects routine accumulation of 8,658.9896 common shares acquired through the Company's 401(K) benefit plan as of May 18, 2017, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator.