SEC Form 4 · accession 0001572890-19-000004
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan A Joy
Officer — VP/GM Comm'l Landscape Srvs
Period of report
Dec 30, 2018
Accepted (ET)
Jan 11, 2019 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2018 | A | 313 | $16.75 | A | 45,287 | D | |
| Common StockF2 | holding | — | — | — | 4,000 | I | By Son | |
| Common StockF3 | holding | — | — | — | 87,908 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2Shares were gifted by Mr. Joy to his son; total shares owned by one son equals 3,200 shares and shares owned by second son totals 800 shares.
- F3This total reflects routine accumulation of 87,907.8670 common shares acquired through the Company's 401(K) benefit plan as of January 10, 2019, based on internal records.