SEC Form 4 · accession 0001572890-18-000014
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan A Joy
Officer — VP/GM Comm'l Landscape Srvs
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | G | 800 | $0.00 | D | 42,270 | D | |
| Common StockF1 | holding | — | — | — | 4,000 | I | By Son | |
| Common StockF2 | holding | — | — | — | 87,793 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were gifted by Mr. Joy to his son; shares owned by son (1) 3,200 shares and shares owned by son (2) 800 shares.
- F2This total reflects routine accumulation of 87,793.0830 common shares acquired through the Company's 401(K) benefit plan as of November 19, 2018, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator.