SEC Form 4 · accession 0001572888-16-000018
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent R Repenning
Officer — VP/GM Davey Resource Group
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | S | 464 | $32.70 | D | 11,836 | D | |
| Common Stock | May 12, 2016 | M | 1,000 | $16.00 | A | 12,836 | D | |
| Common StockF1 | holding | — | — | — | 1,994 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $16.00 | May 12, 2016 | M | 1,000 | D | Nov 2, 2010 | Nov 2, 2019 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1This total reflects routine accumulation of 1,994.3508 common shares acquired through the Company's 401(K) benefit plan as of May 12, 2016, based on internal records.
- F2This option vested and became fully exercisable on November 2, 2014.