SEC Form 4 · accession 0001526188-16-000020
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marjorie L. Conner
Officer — Assistant Secretary & Counsel
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | A | 204 | $0.00 | A | 33,387 | D | |
| Common StockF1 | holding | — | — | — | 16,369 | I | By 401K Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (2016)F2 | $32.70 | Mar 4, 2016 | A | 2,100 | A | Mar 4, 2017 | Dec 31, 2025 | Common Stock | 2,100 | 2,100 | D |
Explanation of responses
- F1This total reflects routine accumulation of 16,369.0618 common shares acquired through the Company's 401(K) benefit plan as of March 4, 2016, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator.
- F2These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.