SEC Form 4 · accession 0001526188-15-000010
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marjorie L. Conner
Officer — Assistant Secretary & Counsel
Period of report
Jun 24, 2015
Accepted (ET)
Jun 25, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2015 | A | 400 | $23.20 | A | 32,478 | D | |
| Common StockF2 | holding | — | — | — | 16,327 | I | By 401K Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $23.20 | Jun 24, 2015 | M | 400 | A | Jun 24, 2014 | Jun 24, 2023 | Common Stock | 400 | 600 | D |
Explanation of responses
- F1These options became exercisable in installments of 20% per year beginning on the first anniversary of the grant date.
- F2This total reflects routine accumulation of 16,326.8593 common shares acquired through the Company's 401(K) benefit plan as of June 24, 2015, based on internal records.