SEC Form 4 · accession 0001526188-15-000006
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marjorie L. Conner
Officer — Assistant Secretary & Counsel
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | A | 400 | $16.00 | A | 31,974 | D | |
| Common StockF2 | holding | — | — | — | 16,302 | I | By 401K Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $16.00 | May 14, 2015 | M | 400 | D | Nov 2, 2010 | Nov 2, 2019 | Common Stock | 400 | 0 | D |
Explanation of responses
- F1These options became exercisable in installments of 20 percent per year beginning on the first anniversary of the grant date.
- F2This total reflects routine accumulation of 16,302.2107 common shares acquired through the Company's 401(K) benefit plan as of May 14, 2015, based on internal records.