SEC Form 4 · accession 0001492919-16-000022
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thea R. Sears
Officer — Assistant Controller
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2016 | A | 500 | $16.00 | A | 34,798 | D | |
| Common StockF1 | holding | — | — | — | 3,146 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $16.00 | May 25, 2016 | M | 500 | D | Nov 2, 2009 | Nov 2, 2019 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1This total reflects routine accumulation of 3,146.0249 common shares acquired through the Company's 401(K) benefit plan as of May 25, 2016, based on internal records.
- F2These options vested and became fully exercisable on November 2, 2014.