SEC Form 4 · accession 0001492919-15-000012
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thea R. Sears
Officer — Assistant Controller
Period of report
Dec 29, 2015
Accepted (ET)
Dec 29, 2015 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2015 | M | 700 | $16.40 | A | 33,698 | D | |
| Common Stock | Dec 29, 2015 | M | 700 | $16.60 | A | 34,398 | D | |
| Common StockF1 | Dec 29, 2015 | D | 734 | $31.50 | D | 33,664 | D | |
| Common StockF2 | holding | — | — | — | 2,916 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $16.40 | Dec 29, 2015 | M | 700 | D | Mar 10, 2010 | Dec 31, 2018 | Common Stock | 700 | 0 | D |
| Stock Appreciation RightsF1 | $16.60 | Dec 29, 2015 | M | 700 | D | Mar 10, 2011 | Dec 31, 2019 | Common Stock | 700 | 0 | D |
Explanation of responses
- F1Exercise of SARs.
- F2This total reflects routine accumulation of 2,915.6116 common shares acquired through the Company's 401(K) benefit plan as of December 29, 2015, based on internal records.