SEC Form 4 · accession 0001487329-17-000015
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Stief
Officer — Exec VP, U.S. Residential Ops
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2017 | A | 628 | $9.85 | A | 305,340 | D | |
| Common Stock | holding | — | — | — | 16 | I | By Son | |
| Common StockF2 | holding | — | — | — | 51,782 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $9.85 | Aug 17, 2017 | J | 628 | D | Aug 1, 2012 | Jul 31, 2019 | Common Stock | 628 | 628 | D |
Explanation of responses
- F1Stock Rights available one for every three common shares originally subscribed for each right may be purchased at the rate of 1/7 per year beginning August 1, 2012 and will expire on August 1, 2019.
- F2This total reflects routine accumulation of 51,782.1213 common shares acquired through the Company's 401(K) benefit plan as of August 21, 2017, based on internal records.