SEC Form 4 · accession 0001362786-18-000006
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Paul
Officer — EVP, CFO & Secretary
Period of report
Apr 3, 2018
Accepted (ET)
Apr 3, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2018 | A | 4,000 | $8.30 | A | 73,729 | D | |
| Common StockF2 | holding | — | — | — | 7,270 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $8.30 | Apr 3, 2018 | M | 4,000 | D | Nov 1, 2011 | Nov 1, 2020 | Common Stock | 4,000 | 2,000 | D |
Explanation of responses
- F1All share totals and prices reflect a 2-for-1 stock split effective June 1, 2017.
- F2This total reflects routine accumulation of 7,270.0843 common shares acquired through the Company's 401(K) benefit plan as of April 3, 2018, based on internal records.
- F3This option vested and became fully exercisable on November 1, 2015.