SEC Form 4 · accession 0001362786-16-000018
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Paul
Officer — EVP, CFO & Secretary
Period of report
Mar 25, 2016
Accepted (ET)
Mar 29, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 25, 2016 | A | 2,200 | $0.00 | A | 28,652 | D | |
| Common StockF1 | holding | — | — | — | 2,996 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $11.25 | Mar 25, 2016 | M | 2,200 | A | Jun 5, 2007 | Jun 5, 2016 | Common Stock | 2,200 | 0 | D |
Explanation of responses
- F1This total reflects routine accumulation of 2,996.2485 common shares acquired through the Company's 401(K) benefit plan as of March 25, 2016, based on internal records.
- F2These shares vested and became fully exercisable on June 5, 2011.