SEC Form 4 · accession 0001362786-15-000008
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Paul
Officer — CFO & Secretary
Period of report
Jul 8, 2015
Accepted (ET)
Jul 8, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2015 | A | 2,100 | $0.00 | A | 23,775 | D | |
| Common StockF1 | holding | — | — | — | 2,667 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $11.25 | Jul 8, 2015 | M | 2,100 | D | Jun 5, 2007 | Jun 5, 2016 | Common Stock | 2,100 | 0 | D |
Explanation of responses
- F1This total reflects routine accumulation of 2,666.9356 common shares acquired through the Company's 401(K) benefit plan as of July 8, 2015, based on internal records.
- F2These shares vested and became fully exercisable on June 5, 2011.