SEC Form 4 · accession 0001247546-18-000012
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | M | 97,989 | $0.00 | A | 687,295 | I | By Karl J. Warnke Trust |
| Common Stock | holding | — | — | — | 289,930 | I | By Barbara R. Warnke Trust | |
| Common StockF1 | holding | — | — | — | 0 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total reflects routine accumulation of 97,989 common shares acquired through the Company's 401(K) benefit plan as of November 20, 2018, based on internal records and these shares were distributed to Mr. Warnke's Trust account as noted above.