SEC Form 4 · accession 0001247546-18-000008
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2018 | A | 1,884 | $0.00 | A | 589,306 | I | By Karl J. Warnke Trust |
| Common Stock | holding | — | — | — | 289,930 | I | By Barbara R. Warnke Trust | |
| Common StockF2 | holding | — | — | — | 97,920 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock unit, each of which represents the right to receive one share of common stock of The Davey Tree Expert Company. The units vest as to one-third on each of the first, second and third anniversary of the date of the grant subject to continued service through the vesting date or upon occurrence of a change in control. Any units that do not vest will be forfeited.
- F2This total reflects routine accumulation of 97,920.0412 common shares acquired through the Company's 401(K) benefit plan as of May 16, 2018, based on internal records.