SEC Form 4 · accession 0001247546-17-000008
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Officer — Chairman & CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 20, 2017 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | P | 351 | $14.96 | A | 506,244 | I | By Karl J. Warnke Trust |
| Common Stock | holding | — | — | — | 87,406 | I | PRSUs | |
| Common Stock | holding | — | — | — | 289,930 | I | By Barbara R. Warnke Trust | |
| Common StockF2 | holding | — | — | — | 97,617 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2This total reflects routine accumulation of 97,616.5259 common shares acquired through the Company's 401(K) benefit plan as of July 19, 2017 based on internal records.