SEC Form 4 · accession 0001247546-17-000002
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Officer — Chairman & CEO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 18, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | P | 182 | $28.82 | A | 249,773 | I | By Karl J. Warnke Trust |
| Common Stock | holding | — | — | — | 39,831 | D | ||
| Common Stock | holding | — | — | — | 144,965 | I | By Barbara R. Warnke Trust | |
| Common StockF2 | holding | — | — | — | 48,505 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2This total reflects routine accumulation of 48,504.7978 common shares acquired through the Company's 401(K) benefit plan as of January 18, 2017, based on internal records.