SEC Form 4 · accession 0001247546-16-000020
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Officer — Chairman & CEO · Director
Period of report
Sep 20, 2016
Accepted (ET)
Sep 20, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | S | 5,261 | $33.90 | D | 249,591 | I | By Karl J. Warnke Trust |
| Common Stock | Sep 20, 2016 | S | 12,586 | $33.90 | D | 144,965 | I | By Barbara R. Warnke Trust |
| Common Stock | holding | — | — | — | 39,831 | D | ||
| Common StockF1 | holding | — | — | — | 48,498 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total reflects routine accumulation of 48,497.6389 common shares acquired through the Company's 401(K) benefit plan as of September 20, 2016, based on internal records.