SEC Form 4 · accession 0001247546-16-000018
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Officer — Chairman & CEO · Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 15, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | P | 189 | $27.80 | A | 254,852 | I | By Karl J. Warnke Trust |
| Common Stock | holding | — | — | — | 39,831 | D | ||
| Common Stock | holding | — | — | — | 157,551 | I | By Barbara R. Warnke Trust | |
| Common StockF2 | holding | — | — | — | 48,433 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2This total reflects routine accumulation of 48,433.3182 common shares acquired through the Company's 401(K) benefit plan as of July 14, 2016, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator.