SEC Form 4 · accession 0001247546-16-000012
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Warnke
Officer — Chairman, President & CEO · Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 15, 2016 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2015 | P | 196 | $26.78 | A | 252,442 | I | By Karl J. Warnke Trust |
| Common Stock | holding | — | — | — | 35,847 | D | ||
| Common Stock | holding | — | — | — | 157,551 | I | By Barbara R. Warnke Trust | |
| Common StockF2 | holding | — | — | — | 48,107 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2This total reflects routine accumulation of 48,106.9692 common shares acquired through the Company's 401(K) benefit plan as of January 13, 2016, based on internal records.