SEC Form 4 · accession 0001247543-17-000004
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas R Sucic
Officer — FORMER VP and Controller
Period of report
Dec 30, 2016
Accepted (ET)
Jan 18, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | P | 182 | $28.82 | A | 39,955 | D | |
| Common StockF2 | holding | — | — | — | 3,041 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2This total reflects routine accumulation of 3,040.6362 common shares acquired through the Company's 401(K) benefit plan as of January 18, 2017, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator.