SEC Form 4 · accession 0001247539-17-000010
DAVEY TREE EXPERT CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Marshall
Officer — Ex VP & Asst. to the President
Period of report
Jun 30, 2017
Accepted (ET)
Jul 20, 2017 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2017 | P | 23 | $14.96 | A | 97,881 | D | |
| Common StockF3 | holding | — | — | — | 63,388 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- F2All share totals and prices reflect a 2-for-1 stock split effective June 1, 2017.
- F3The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 63,387.6613 common shares acquired through the Company's 401(K) benefit plan as of July 19, 2017, based on internal records.