SEC Form 4 · accession 0001370771-18-000014
ENERGEN CORP · EGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Richardson
Officer — President of Subsidiary
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF8,F9 | May 10, 2018 | G | 4,147 | — | D | 0 | I | GRAT 2 |
| Common StockF7,F9 | Sep 4, 2018 | F | 42 | $77.49 | D | 79,979 | D | |
| Common Stock (Deferred)F2,F7 | holding | — | — | — | 300 | D | ||
| Common Stock (ESP)F1 | holding | — | — | — | 8,027 | I | ESP | |
| Common Stock (RSU) | holding | — | — | — | 51,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) (NQ)F3 | $54.99 | holding | — | — | — | — | Jan 25, 2021 | Common Stock | 31,317 | 31,317 | D |
| Stock Option (Right to Buy) (NQ)F4 | $54.11 | holding | — | — | — | — | Jan 24, 2022 | Common Stock | 38,095 | 38,095 | D |
| Stock Option (Right to Buy) (NQ)F5 | $48.36 | holding | — | — | — | — | Jan 23, 2023 | Common Stock | 14,946 | 14,946 | D |
| Stock Option (Right to Buy) (NQ)F6 | $72.39 | holding | — | — | — | — | Jan 21, 2024 | Common Stock | 13,560 | 13,560 | D |
Explanation of responses
- F1Energen Corporation Employee Savings Plan, number of shares and securities are estimates based on trustee's unit accounting.
- F2Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeeper's unit accounting.
- F3The option became exercisable in three equal annual installments of 10,439 each on January 26, 2012, 2013 and 2014, respectively.
- F4The option became exercisable in annual installments of 9,365, 14,365, and 14,365 on January 25, 2013, 2014 and 2015, respectively.
- F5The option became exercisable in three equal annual installments of 4,982 each on January 24, 2014, 2015 and 2016, respectively.
- F6The option became exercisable in three equal annual installments of 4,520 each on January 22, 2015, 2016 and 2017, respectively.
- F7On September 4, 2018, 100 shares were distributed from the deferred account with 42 shares withheld for taxes.
- F8Gift; no sales or purchase price.
- F9On May 10, 2018 the remaining 3,662 shares were distributed from a grantor-retained annuity trust (GRAT 2) and are now being reported as directly owned.