SEC Form 4 · accession 0001370771-17-000006
ENERGEN CORP · EGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Richardson
Officer — President of Subsidiary
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF9,F10 | Feb 6, 2017 | A | 15,958 | — | A | 49,838 | D | |
| (Same as above) | Feb 6, 2017 | F | 7,346 | $54.25 | D | 42,492 | D | |
| Common Stock (RSU)F8 | Feb 7, 2017 | A | 15,963 | — | A | 56,199 | D | |
| Common Stock (Deferred)F2 | holding | — | — | — | 500 | D | ||
| Common Stock (ESP)F1 | holding | — | — | — | 8,034 | I | ESP | |
| Common StockF10 | holding | — | — | — | 12,261 | I | GRAT 2 | |
| Common StockF10 | holding | — | — | — | 16,026 | I | GRAT 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) (NQ)F3 | $60.56 | holding | — | — | — | — | Jan 22, 2018 | Common Stock | 21,275 | 21,275 | D |
| Stock Option (Right to Buy) (NQ)F4 | $54.99 | holding | — | — | — | — | Jan 25, 2021 | Common Stock | 31,317 | 31,317 | D |
| Stock Option (Right to Buy) (NQ)F5 | $54.11 | holding | — | — | — | — | Jan 24, 2022 | Common Stock | 38,095 | 38,095 | D |
| Stock Option (Right to Buy) (NQ)F6 | $48.36 | holding | — | — | — | — | Jan 23, 2023 | Common Stock | 14,946 | 14,946 | D |
| Stock Option (Right to Buy) (NQ)F7 | $72.39 | holding | — | — | — | — | Jan 21, 2024 | Common Stock | 13,560 | 13,560 | D |
Explanation of responses
- F1Energen Corporation Employee Savings Plan, number of shares and securities are estimates based on trustee's unit accounting.
- F10Due to an oversight, the Form 4 filed for this reporting person on January 26, 2017, did not reflect the ownership changes reported on the Form 5 filed for this reporting person for the year ended December 31, 2016.
- F2Energen Corporation Deferred Compensation Plan; number of securities is estimated based on recordkeepers' unit accounting.
- F3The option became exercisable in three annual installments of 7,091, 7,092 and 7,092 on January 23, 2009, 2010 and 2011, respectively.
- F4The option became exercisable in three equal annual installments of 10,439 each on January 26, 2012, 2013 and 2014, respectively.
- F5The option became exercisable in annual installments of 9,365, 14,365, and 14,365 on January 25, 2013, 2014 and 2015, respectively.
- F6The option became exercisable in three equal annual installments of 4,982 each on January 24, 2014, 2015 and 2016, respectively.
- F7The option became exercisable in three equal annual installments of 4,520 each on January 22, 2015, 2016 and 2017, respectively.
- F8Grant under the Stock Incentive Plan; no purchase price.
- F9Payout of performance shares granted under the Stock Incentive Plan for the award period ended December 31, 2016; no purchase price.