SEC Form 4 · accession 0001659154-18-000037
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer L Sherman
Officer — President & CEO · Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 10, 2018 | A | 23,228 | $0.00 | A | 209,221 | D | |
| Common StockF4 | holding | — | — | — | 53,641 | I | held by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F5 | $23.14 | May 10, 2018 | A | 74,966 | A | — | May 10, 2028 | Common Stock | 74,966 | 74,966 | D |
Explanation of responses
- F1This represents a restricted stock award. All 23,228 shares vest on 5/10/2021.
- F2Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F3583.01 shares were acquired through the dividend reinvestment plan.
- F4Shares held in account under the Federal Signal Corporation Retirement Savings Plan 401(k) dated January 1, 2007.
- F5Options become exercisable as to 24,989 shares on 5/10/2019, 24,988 shares on 5/10/2020 and the remaining 24,989 shares on 5/10/2021.